|
And
LAURIE
A. HERMAN, Attorney at Law Scottsdale
By
Laurie A. Herman
Attorneys
for Justin Derendal
PETER
VAN HAREN, Phoenix City Attorney Phoenix
By
William C. Solomon, Assistant City Prosecutor And Samuel K. Lesley,
Assistant City Prosecutor
Attorneys
for Phoenix City Prosecutor’s Office
JAMES
J. HAAS, Maricopa County Public Defender Phoenix
By
Kathleen N. Carey, Deputy Public Defender
Attorneys
for Amicus Curiae
Maricopa
County Public Defender
STEPHEN
PAUL BARNARD Tucson Attorney for Amicus Curiae
Arizona
Attorneys for Criminal Justice
MICHAEL
G. RANKIN, Tucson City Attorney Tucson
By
Laura R. Brynwood
Principal
Assistant City Attorney - Deputy
And
William F. Mills, Supervising Prosecutor
Criminal
Division
Attorneys
for Amicus Curiae City of Tucson
JOSEPH
R. BERTOLDO, Scottsdale City Attorney Scottsdale
By
Kenneth M. Flint
Assistant
City Prosecutor
Attorneys
for Amicus Curiae City of Scottsdale
TOBIN
C. SIDLES, Town Prosecutor
Town
of Oro Valley Oro Valley
And
Dillon Fishman, Rule 38(e) Law Student
University
of Arizona, College of Law
Attorneys
for Amicus Curiae Town of Oro Valley
DEBORAH
J. SPINNER, Mesa City Attorney Mesa
By
Roger Kevin Hays
Chief
Assistant City Prosecutor
And
Stephen Mercer, Assistant City Prosecutor
Attorneys
for Amicus Curiae City of Mesa
LAW
OFFICE OF TREASURE VANDREUMEL Phoenix
By
Treasure VanDreumel
And
GARY
KULA, City of Phoenix Public Defender Phoenix
Contract
Office
Attorneys
for Amicus Curiae City of Phoenix Public Defender
M
c G R E G O R, Vice Chief Justice
- ¶1
We granted review to consider whether Arizona should retain
the test set out in Rothweiler v. Superior Court, 100 Ariz.
37, 410 P.2d 479 (1966), to determine when the Arizona Constitution
mandates that a criminal offense be eligible for trial by jury.
I.
- ¶2
Justin Derendal was charged in Phoenix Municipal Court with
drag racing,1 a class one misdemeanor, Ariz. Rev. Stat.
(A.R.S.) § 28-708.B (2001), punishable by a maximum of six
months incarceration, see A.R.S. § 13-707.A.1 (2001),
and a $2,500 fine, see A.R.S. § 13-802.A (2001). The
municipal court denied Derendal’s request for a jury trial,
and Derendal filed a special action in superior court. The superior
court accepted jurisdiction but denied relief, and Derendal appealed
to the court of appeals.
- ¶3
The court of appeals applied the three-part test established
by this court in Rothweiler and, concluding that drag racing
failed to meet any of the three tests for jury eligibility set
out in Rothweiler, affirmed the superior court’s
judgment.
- ¶4
We granted Derendal’s petition for review and ordered
the parties to file supplemental briefs addressing whether the
Rothweiler test should remain the test for determining
jury trial eligibility in Arizona. We exercise jurisdiction pursuant
to Article 6, Section 5.3 of the Arizona Constitution and A.R.S.
§ 12-120.24 (2003).
1
“A person shall not drive a vehicle or participate in any
manner in a race, speed competition or contest, drag race or acceleration
contest, test of physical endurance or exhibition of speed or
acceleration or for the purpose of making a speed record on a
street or highway.” Ariz. Rev. Stat. (A.R.S.) § 28-708.A
(2001).
II.
- ¶5
In 1966, this court adopted a three-pronged test to decide
whether, with regard to a particular criminal offense, the federal
or Arizona Constitution guarantees the right to a jury trial.
Relying on both federal and Arizona constitutional law, we defined
three factors as relevant to that inquiry: (1) the relationship
of the offense to common law crimes; (2) the severity of the statutory
penalties that apply; and (3) the moral quality of the act. Rothweiler,
100 Ariz. at 42, 410 P.2d at 483. Over time, Arizona courts have
come to view these factors as three independent prongs in the
constitutional analysis of the right to jury trial. See, e.g.,
State v. Harrison, 164 Ariz. 316, 317, 792 P.2d 779, 780
(App. 1990) (“Each prong [of the Rothweiler test]
is independently sufficient to give rise to a jury trial.”).
- ¶6
Twenty-three years after our Rothweiler decision, the
United States Supreme Court held that any criminal offense for
which the maximum statutory penalty is less than six months incarceration
is presumptively a petty offense to which the right of trial by
jury guaranteed by the Sixth Amendment to the United States Constitution
does not attach. Blanton v. City of North Las Vegas, 489
U.S. 538, 543 (1989). On several occasions, this court has rejected
invitations to replace the Rothweiler test with the Blanton
test, reasoning that the Arizona Constitution requires greater
protection of the right to trial by jury than does the federal
constitution. See, e.g., Benitez v. Dunevant, 198 Ariz.
90, 94 ¶ 10, 7 P.3d 99, 103 (2000); State ex rel. McDougall
v. Strohson, 190 Ariz. 120, 126-27, 945 P.2d 1251, 1257-58
(1997); cf. State ex rel. Dean v. Dolny, 161 Ariz.
297, 299, 778 P.2d 1193, 1195 (1989). We have never expressly
considered whether we should adopt a modified version of Blanton.
We do so today.
- ¶7
Two separate provisions of the Arizona Constitution secure
the right to jury trial for certain criminal defendants. The first,
Article 2, Section 23, provides that “[t]he right of trial
by jury shall remain inviolate.” The second, Article 2,
Section 24, further provides that “[i]n criminal prosecutions,
the accused shall have the right to . . . a speedy public trial
by an impartial jury of the county in which the offense is alleged
to have been committed . . . .”
- ¶8
We have established several principles that govern the interpretation
of these constitutional provisions. We have long interpreted them
as preserving, rather than creating, the right to jury trial as
it existed in Arizona prior to statehood. Bowden v. Nugent,
26 Ariz. 485, 488, 226 P. 549, 549-50 (1924); Brown v. Greer,
16 Ariz. 215, 217, 141 P. 841, 842 (1914). In addition, it is
well settled that under the common law at the time of Arizona’s
statehood, only those accused of “serious offenses”
had a right to trial by jury. See, e.g., Goldman v.
Kautz, 111 Ariz. 431, 432, 531 P.2d 1138, 1139 (1975); Rothweiler,
100 Ariz. at 42, 410 P.2d at 482; Bowden, 26 Ariz. at 491,
226 P. at 551. Thus, Article 2, Sections 23 and 24 do not independently
grant a right to jury trial to all criminal defendants; rather,
they preserve the right to jury trial for those accused of serious
offenses. Benitez, 198 Ariz. at 93 ¶ 4, 7 P.3d at
102; Dolny, 161 Ariz. at 299, 778 P.2d at 1195. As a result,
the “test for jury eligibility in this state requires an
inquiry into the seriousness of the offense.” Benitez,
198 Ariz. at 92 ¶ 4, 7 P.3d at 101.
A.
- ¶9
The language of Article 2, Section 23 mandates that we retain
the Rothweiler test’s first prong: the relationship
of the offense to common law crimes. We have consistently held
that the phrase “shall remain inviolate” preserves
the right to jury trial as it existed at the time Arizona adopted
its constitution. Benitez, 198 Ariz. at 93 ¶ 4, 7
P.3d at 102; Bowden, 26 Ariz. at 488, 226 P. at 550.2
Thus, our constitution requires that the state guarantee a right
to jury trial for any defendant charged with an offense for which
a jury trial was granted prior to statehood.
- ¶10
We have further held that when the right to jury trial for
an offense existed prior to statehood, it cannot be denied for
modern statutory offenses of the same “character or grade.”
Bowden, 26 Ariz. at 491, 226 P. at 551. Because the Arizona
legislature abolished all common law crimes more than thirty years
ago, see A.R.S. § 13-103.A (1978), many newly minted
statutory criminal offenses have no precise analog in the common
law.3 To determine whether Article 2, Section 23 assures
the right to trial by jury, we consider whether a modern crime
has a common law antecedent. We regard a jury-eligible, common
law offense as an antecedent of a modern statutory offense when
the modern offense contains elements comparable to those found
in the common law offense. See Bowden, 26 Ariz. at 490,
226 P. at 550.
- ¶11
In Bowden, for instance, we determined that a defendant
charged with operating a poker game in violation of a city ordinance
was entitled to a jury trial because the charge was similar in
character to the common law crime of conducting or maintaining
a gambling house and the elements of the crimes were substantially
similar. 26 Ariz. at 490, 226 P. at 550.
- ¶12
Similarly, in Urs v. Maricopa County Attorney’s Office,
the court of appeals concluded that reckless driving, defined
in A.R.S. § 28-693.A (Supp. 2000) as “driv[ing] a vehicle
in reckless disregard for the safety of persons or property .
. . ,” is in the “character of operating a motor vehicle
so as to endanger [any] property [or] individual,” which
was a jury-eligible offense at common law. 201 Ariz. 71, 74 ¶
8, 31 P.3d 845, 848 (App. 2001) (quotations omitted). Because
the elements of these offenses are substantially similar, the
court held that reckless driving is a jury-eligible offense under
Arizona’s constitution.4
2
This has been the almost universal interpretation of the phrase
“shall remain inviolate” in those jurisdictions whose
constitutions contain equivalent language. See, e.g., Wheeler
v. Caldwell, 75 P. 1031 (Kan. 1904); State ex rel. Jackson
v. Kennie, 60 P. 589 (Mont. 1900); Kuhl v. Pierce County,
62 N.W. 1066 (Neb. 1895); State v. McClear, 11 Nev. 39
(1876); Vaughn v. Scade, 30 Mo. 600 (1860); Work v.
State, 2 Ohio St. 297 (1853); Ross v. Irving, 14 Ill.
171 (1852).
3
We acknowledge, as the State asserts, that the farther Arizona
moves from the era of common law crimes, the more difficult it
becomes for parties and courts to compare a modern statutory crime
with common law offenses.
B.
- ¶13
If an offense does not have a common law antecedent, determining
whether the Arizona Constitution requires a trial by jury depends
upon whether the offense falls within the guarantee of Article
2, Section 24, which provides in pertinent part:
In
criminal prosecutions, the accused shall have the right to .
. . a speedy public trial by an impartial jury of the county
in which the offense is alleged to have been committed . . .
.
Ariz.
Const. art. 2, § 24. Because Section 24 is Arizona’s
analog to the Sixth Amendment of the United States Constitution,5
we have construed it consistently with the federal constitution
to preserve the right to jury trial only for “serious,”
as opposed to “petty,” crimes. See Rothweiler,
100 Ariz. at 41, 410 P.2d at 482 (“This Court has consistently
held that the right as guaranteed in the Constitution does not apply
to petty offenses.”); Schick v. United States, 195
U.S. 65, 70 (1904) (“[I]t is obvious that the intent [of the
framers] was to exclude from the constitutional requirement of a
jury the trial of petty criminal offenses.”). In Rothweiler,
we noted two factors relevant to the determination of seriousness:
(1) severity of the penalty and (2) moral quality of the act. 100
Ariz. at 42, 410 P.2d at 483.
4
See also, e.g., City Court v. Lee, 16 Ariz. App.
449, 494 P.2d 54 (1972). There, the court found that a Tucson
ordinance prohibiting all-nude dancing had a direct antecedent
in the common law offense of indecent exposure, which was defined
as “[t]he exhibition of one’s private parts in a public
place.” Id. at 452, 494 P.2d at 57 (citations omitted).
Although the court also found that the ordinance involved a crime
of moral turpitude, that portion of the analysis was unnecessary.
Once a court determines that a common law antecedent for which
a jury trial was granted prior to statehood exists for a criminal
offense, the inquiry is concluded, and the matter must be tried
to a jury.
5
“In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury of the
State and district wherein the crime shall have been committed
. . . .” U.S. Const. amend. VI.
1.
- ¶14
The United States Supreme Court long followed a case-by-case
approach to determine the seriousness of an offense for purposes
of the right to trial by jury. See Baldwin v. New York,
399 U.S. 66 (1970); Duncan v. Louisiana, 391 U.S. 145 (1968);
District of Columbia v. Clawans, 300 U.S. 617 (1937);
Schick, 195 U.S. 65; Callan v. Wilson, 127 U.S. 540
(1888). These decisions “focused on the nature of the offense
and on whether it was triable by a jury at common law.”
Blanton, 489 U.S. at 541. Central to the analysis of the
nature of the offense was the Court’s understanding that
the seriousness of the offense and the severity of the penalty
attached to that offense are mutable and dependent on the standards
of each generation. Thus, the Court’s analysis reflected
a willingness to adapt the jury right to the changing sensibilities
of the culture. See Clawans, 300 U.S. at 627 (recognizing
that “commonly accepted views of the severity of punishment
by imprisonment may become so modified that a penalty once thought
to be mild may come to be regarded as so harsh as to call for
the jury trial”).
- ¶15
As its Sixth Amendment jurisprudence developed, the Court
began to define a more objective standard for determining seriousness.
In its decisions, the Court moved toward increased emphasis upon
the severity of the penalty attached to an offense. Whereas the
Court had in 1937 “refused to foreclose consideration
of the severity of the penalty as an element to be considered
in determining” whether a statutory offense is serious enough
to warrant a jury trial, Clawans, 300 U.S. at 625 (emphasis
added), by 1970 the Court held that the “most relevant such
criteria [is] the severity of the maximum authorized penalty.”
Baldwin, 399 U.S. at 68.
- ¶16
In Blanton, the Court took a definitive step toward
creating an objective standard by abandoning its previous case-by-case
analysis of seriousness in favor of a bright-line rule for determining
jury eligibility under the Sixth Amendment. The Court held that
any offense for which the maximum statutory penalty is less than
six months incarceration is presumptively a petty offense to which
the right of trial by jury does not attach. 489 U.S. at 543. The
Court also held, however, that a defendant could rebut this presumption
by showing that the legislature had “pack[ed] an offense
it deems ‘serious’ with onerous penalties that nonetheless
do not puncture the 6-month incarceration line.” Id.
(quotations omitted).
- ¶17
In Blanton, the Supreme Court recognized that “[i]n
fixing the maximum penalty for a crime, a legislature ‘include[s]
within the definition of the crime itself a judgment about the
seriousness of the offense.’” Id. at 541 (quoting
Frank v. United States, 395 U.S. 147, 149 (1969)). Because
the legislature, acting as a representative body, responds to
changing mores and values of the society it represents, the Court
declined to substitute its own judgment as to the seriousness
society attaches to a particular offense for that of the legislature.
See id. Thus, the Court abandoned the somewhat subjective
common law approach for a bright-line test that focuses on the
severity of the penalty attached to an offense.
2.
- ¶18
During the first fifty years of Arizona’s statehood,
our serious offense analysis essentially mirrored that of the
United States Supreme Court and focused primarily upon the nature
of the offense and whether the common law afforded a right to
a jury trial. As the Supreme Court began focusing upon the severity
of the penalty rather than the nature of the offense, we also
began to make this transition. Thus, in State v. Cousins,
97 Ariz. 105, 397 P.2d 217 (1964), this court first addressed
the question whether an offense for which no common law antecedent
existed might nevertheless be jury-eligible as a result of the
severity of the penalty attached to that offense. In Cousins,
we held that a maximum punishment of a $300 fine and up to three
months incarceration did not constitute punishment sufficiently
severe to require a jury trial for the offense of drunk and disorderly
conduct.6 Id. at 109, 397 P.2d at 219. In so
holding, we relied upon the United States Supreme Court’s
decision in Clawans. Id.
- ¶19
In Rothweiler, we expanded this analysis to include
consideration of statutory consequences other than the length
of incarceration and amount of the fine imposable. Thus, we held
that a charge of misdemeanor driving under the influence of intoxicating
liquor7 qualified as a serious offense triable to a
jury in part because the defendant faced not only incarceration
and a fine but also the potential suspension of his driver’s
license. 100 Ariz. at 44, 410 P.2d at 484. Because of the “grave
consequences” resulting from such a suspension, as well
as the moral quality of the act, we concluded that the penalty
was so severe as to require a jury trial for the offense. Id.
- ¶20
During the interim between our Rothweiler decision
in 1966 and the Supreme Court’s decision in Blanton
in 1989, we decided several cases in which we relied on federal
law in declining to extend the right to trial by jury to misdemeanors
punishable by no more than six months incarceration. See Goldman,
111 Ariz. at 432, 531 P.2d at 1139 (“The denial of a jury
trial for offenses the punishment for which does not exceed a
$300 fine nor six months in jail does not present a federal constitutional
question. Nor does the Arizona Constitution . . . require a jury
trial in petty offenses.”) (citing Baldwin, 399 U.S.
66); State ex rel. Baumert v. Superior Court, 127 Ariz.
152, 154-55, 618 P.2d 1078, 1080-81 (1980) (noting that “[i]t
is the law, federal and state, that a possible penalty of a 6-month
jail sentence is not so severe as to require trial by jury”
and finding a $1,000 fine not serious enough to require a jury
trial) (citing Muniz v. Hoffman, 422 U.S. 454 (1975));
Spitz v. Mun. Court, 127 Ariz. 405, 408, 621 P.2d 911,
914 (1980) (noting the federal rule that a jury is not required
when the punishment is no more than six months incarceration and
holding that “an additional sanction, such as suspension
of [a] liquor license . . . does not mandate a jury trial”)
(citing Duncan v. Louisiana, 391 U.S. 145 (1968)). Not
until our post-Blanton decisions did our analysis begin
to diverge from that of the United States Supreme Court.
____________
6 We reached this conclusion only after we first determined
that drunk and disorderly conduct had no jury-eligible common
law antecedent. Cousins, 97 Ariz. at 107-08, 397 P.2d at
218.
7
At the time, A.R.S. § 28-692 defined misdemeanor D.U.I. The
offense currently is described in A.R.S. § 28-1381 (2004).
C.
- ¶21
Although we have declined to adopt the Blanton analysis,
we have moved toward a more objective, bright-line test for determining
seriousness of an offense, the second prong of the Rothweiler
test. We have held, for example, that “the most significant
element [in determining whether an offense is jury eligible] is
always the potential punishment authorized by the statute creating
the crime . . . .” Strohson, 190 Ariz. at 124, 945
P.2d at 1255. Moreover, we have held that “[a]s a general
rule, the penalties attendant to misdemeanor offenses in this
state are, of themselves, not enough to secure a jury trial.”
Benitez, 198 Ariz. at 94 ¶ 13, 7 P.3d at 103. We now
expressly adopt the Blanton presumption and hold that when
the legislature classifies an offense as a misdemeanor and punishable
by no more than six months incarceration, we will presume that
offense to be a petty offense that falls outside the jury requirement
of Article 2, Section 24 of the Arizona Constitution. By adopting
that approach, we leave to the legislature primary responsibility
for determining, through its decision as to the penalty that accompanies
a misdemeanor offense, whether the offense qualifies as a “serious
offense.” Like the Court in Blanton, however, we
recognize that some criminal offenses give rise to direct consequences
that render punishment “severe,” even though the legislature
sets the maximum period of incarceration at six months or less.
Article 2, Section 24 guarantees a jury trial if a defendant can
demonstrate that additional grave consequences that attend a misdemeanor
conviction reflect a legislative determination that the offense
is indeed “serious.”
- ¶22
Our previous decisions establish that not every consequence
that follows a criminal conviction qualifies for consideration
under Article 2, Section 24. To rebut the presumption that an
offense does not require a jury trial, a defendant must establish
that a consequence of conviction meets several criteria.
- ¶23
First, the penalty must arise directly from statutory Arizona
law. See Blanton, 489 U.S. at 543 n.8 (holding that
in a serious offense analysis, a court should consider only penalties
resulting directly from state action). As we explained in Strohson,
it is neither practical nor possible for “a state court
to conjure up all possible consequences that might flow from a
state court conviction when those consequences do not flow from
the law of the state.” 190 Ariz. at 125, 945 P.2d at 1256.
Likewise, courts cannot conjure up all possible consequences that
might result from non-statutory sources. Judges who are hard-pressed
to “delve into the complexities of federal law in each case
to determine whether the individual defendant is entitled to a
jury trial,” id., would find it even more difficult
to conjure up every possible societal repercussion a defendant
might face upon conviction of a misdemeanor criminal offense.8
- ¶24
Second, the consequence must be severe. See Benitez,
198 Ariz. at 96-97 ¶ 26, 7 P.3d at 105-06 (recognizing driving
as a privilege rather than a right and holding that the “potential
loss of the driving privilege [was not] a grave or serious consequence”).
To mandate a jury trial, collateral consequences must “approximate
in severity the loss of liberty that a prison term entails.”
See Blanton, 489 U.S. at 542. Thus, for example, we have
previously held insufficient to prove seriousness a $1,000 fine,
Baumert, 127 Ariz. at 155, 618 P.2d at 1081, or the potential
loss of a liquor license, Spitz, 127 Ariz. at 408, 621
P.2d at 914.
- ¶25
Finally, we will consider only those consequences that apply
uniformly to all persons convicted of a particular offense. As
we stated in Strohson:
[W]e
have never determined jury eligibility based upon an analysis
of the individual defendant before the court. If we were to
do so . . . we would have the anomalous situation where some
persons would be entitled to a jury trial and others would not,
although charged with exactly the same substantive Arizona crime.
8
To the extent our decision in State ex rel. Dean v. Dolny,
161 Ariz. 297, 778 P.2d 1193 (1989), came to a contrary
conclusion regarding grave consequences, we now expressly overrule
it.
190
Ariz. at 125, 945 P.2d at 1256. In other words, when determining
the right to jury trial, we are concerned with the seriousness of
the offense, rather than with the impact of a conviction on an individual
defendant. For example, we will not consider the effect a conviction
might have upon a defendant’s ability to obtain or maintain
certain professional licenses, as such a consequence does not affect
all defendants convicted of an offense.
- ¶26
The modified version of the Blanton test that we adopt
today preserves the right to jury trial for serious offenses,
while recognizing the legislature’s primary responsibility
for classifying crimes as to severity. We also retain a defendant’s
right to a jury trial for a misdemeanor offense if the defendant
can establish that conviction results in additional severe, direct,
uniformly applied, statutory consequences.
D.
- ¶27
Unlike the first two prongs of the Rothweiler test,
the final Rothweiler factor—moral quality of the
offense—possesses no discernable constitutional pedigree.
- ¶28
We first announced the moral quality test in Rothweiler
in response to language in Clawans, where the Supreme Court
observed that “those standards of action and of policy which
find expression in the common and statute law may vary from generation
to generation.” 300 U.S. at 627. Agreeing with the Supreme
Court that an analysis of the constitutional right to jury trial
requires reference to the changing standards of seriousness and
severity from generation to generation, we found preferable a
flexible test that would allow us to consider those changing standards
within Arizona. We intended that the subjective “moral quality”
prong provide that flexibility. See Benitez, 198
Ariz. at 95 ¶ 17, 7 P.3d at 104 (finding recognition of a
right to jury trial for crimes of moral turpitude logically consistent
with the theory that a jury reflects societal morality and therefore
is best equipped to decide the fate of one who is charged with
offending that morality).
- ¶29
As initially set forth in Rothweiler, the moral quality
factor focused more upon the nature of the offense than on the
character of the defendant. 100 Ariz. at 44, 410 P.2d at 484-85.
Thus, in that case we held that driving under the influence of
intoxicating liquor was a “matter of statewide concern”
and “repugnant to the community . . . because of the potential
harm and evil that may result from such practice.” Id.
- ¶30
In subsequent cases, we expanded the moral quality prong beyond
the scope of its initial purpose. Only two years after our Rothweiler
decision, we began to transform the moral quality analysis into
a “moral turpitude” test, shifting our focus from
the nature of the crime and toward the nature of the defendant’s
character and conduct. See O’Neill v. Mangum, 103
Ariz. 484, 485, 445 P.2d 843, 844 (1968) (finding that “it
can hardly be suggested that one charged or guilty of mere ‘drunk
and disorderly’ conduct is a depraved and inherently base
person”). In Dolny, we expanded the moral quality
test even further, concluding that while we were “undoubtedly
concerned with the stigma associated with certain crimes”
in Rothweiler, the moral quality test is concerned primarily
with “the nature of the consequences resulting from
a conviction, such as . . . losing one’s driver’s
license.” 161 Ariz. at 300, 778 P.2d at 1196 (emphasis added).
In Benitez, we expanded upon the definition of acts of
moral turpitude originally pronounced in O’Neill
to include “actions which ‘adversely reflect on one’s
honesty, integrity, or personal values.’” 198 Ariz.
at 95 ¶ 15, 7 P.3d at 104 (citations omitted).
- ¶31
As the “moral quality” test became more subjective
and ambiguous, inconsistent outcomes resulted. Compare Strohson,
190 Ariz. 120, 945 P.2d 1251 (holding that misdemeanor assault
classified as domestic violence is not a crime of moral turpitude),
and Bazzanella v. Tucson City Court, 195 Ariz. 372,
988 P.2d 157 (App. 1999) (finding misdemeanor child abuse not
a crime of moral turpitude), with State v. Superior Court,
121 Ariz. 174, 589 P.2d 48 (App. 1978) (holding that misdemeanor
shoplifting is a crime of moral turpitude), and Frederickson
v. Superior Court, 187 Ariz. 273, 928 P.2d 697 (App. 1996)
(finding leaving the scene of an accident to be a crime of moral
turpitude). Moreover, “[b]ecause the ‘moral quality
of the act’ is in the eye of the beholder, there [seemed
to] be as many diverse results as there [were] judges.”
Benitez, 198 Ariz. at 97 ¶ 32, 7 P.3d at 106 (Martone,
J., concurring).
- ¶32
We can no longer justify use of the “moral quality”
prong of Rothweiler to determine whether one charged with
a misdemeanor criminal offense is entitled to a trial by jury.
The test, as developed and applied, has caused inexplicable results
that depend upon the evaluation by a judge that a particular crime
involves “moral turpitude” or upon a judge’s
conclusion that only a “depraved and inherently base person”
would commit a particular offense. As Blanton makes clear,
the Sixth Amendment does not require application of any “moral
quality” test and, for the reasons set out above, we conclude
that the Arizona Constitution does not require such an approach.
- ¶33
We recognize that the doctrine of stare decisis cautions
against overruling a former decision. See Goldman, 111
Ariz. at 432-33, 531 P.2d at 1139-40. In this instance, however,
our decision to overturn a portion of our holding in Rothweiler
does not offend the principles underlying stare decisis. As
we have previously noted, stare decisis “is grounded
on public policy that people should know what their rights are
as set out by judicial precedent and having relied on such rights
in conducting their affairs should not have them done away with
by judicial fiat.” White v. Bateman, 89 Ariz. 110,
113, 358 P.2d 712, 713-14 (1961). We have also acknowledged, however,
that “the doctrine of stare decisis should not require a
slavish adherence to authority . . . .” Goldman,
111 Ariz. at 432, 531 P.2d at 1139.
- ¶34
Our concern for following earlier authority is minimized when,
as here, the prior rule has not provided the consistency the doctrine
of stare decisis is designed to protect. Rather than provide
consistency, the moral quality prong of Rothweiler has
caused continuing uncertainty for parties and courts as they try
to determine which misdemeanor offenses satisfy this portion of
the Rothweiler test. By eliminating the moral quality prong
of the Rothweiler analysis, we provide assurance for both
defendants and the State that the right to jury trial for an offense
will not vacillate depending upon the ability of a given judge
“to predict the moral culpability the public attaches to
an act.” Benitez, 198 Ariz. at 97 ¶ 32, 7 P.3d
at 106 (Martone, J., concurring).
- ¶35
Derendal argues that we cannot abandon the moral quality prong
of Rothweiler without severely curtailing the right to
jury trial in Arizona. History does not support such a conclusion.
In fact, despite the continuous expansion of the moral quality
prong of Rothweiler, this court has never held an offense
to be jury-eligible solely on the basis of moral turpitude. Moreover,
during the almost forty years since the Rothweiler decision,
the court of appeals has explicitly labeled only four misdemeanor
offenses as crimes of moral turpitude. See City Court v. Lee,
16 Ariz. App. 449, 494 P.2d 54 (1972) (bottomless dancing); State
v. Superior Court, 121 Ariz. 174, 589 P.2d 48 (shoplifting);
Mungarro v. Riley, 170 Ariz. 589, 826 P.2d 1215 (App. 1991)
(false reporting to law enforcement agency); Frederickson,
187 Ariz. 273, 928 P.2d 697 (leaving the scene of an accident).
In two of these cases, the appellate court also found the offense
to have a common law antecedent requiring a jury trial. Lee,
16 Ariz. App. at 452, 494 P.2d at 57 (bottomless dancing related
to common law indecent exposure); State v. Superior Court,
121 Ariz. at 176, 589 P.2d at 50 (shoplifting related to common
law larceny). Thus, while our decision today should substantially
reduce uncertainty as to which offenses merit a trial by jury,
it will have little effect upon the number of offenses for which
our constitution mandates a jury trial.
III.
- ¶36
We hold that the analysis of jury eligibility for trials of
misdemeanor offenses in Arizona requires a two step process. First,
Article 2, Section 23 requires that a court determine whether
a statutory offense has a common law antecedent that guaranteed
a right to trial by jury at the time of Arizona statehood. In
making that decision, the court should consider whether substantially
similar elements comprise the common law offense and the offense
charged. If so, the inquiry concludes, and the defendant’s
right to a trial by jury is established.
- ¶37
If, however, the court finds no common law antecedent for
which a jury trial was required, the court must analyze the seriousness
of the offense under Article 2, Section 24. Because this provision
is Arizona’s analog to the Sixth Amendment, we apply a modified
Blanton test. If the legislature has defined an offense
as a misdemeanor punishable by no more than six months incarceration,
we presume that the offense is petty, and no jury right attaches.
A defendant may rebut this presumption, however, by demonstrating
that the offense carries additional severe, direct, uniformly
applied, statutory consequences that reflect the legislature’s
judgment that the offense is serious. If a defendant makes that
showing, Article 2, Section 24 guarantees a right to trial by
jury.
IV.
- ¶38
Applying this test to the case at hand, we agree with the
court of appeals that drag racing, as prescribed by A.R.S. §
28-708.A, is not a jury-eligible offense. Derendal argues that
drag racing is related to reckless driving, which has been held
to be a jury-eligible offense because it had a common law antecedent
that was jury-eligible. Thus, according to Derendal, drag racing
also must be tried to a jury.
- ¶39
The test for determining whether a modern offense is of the
same character as a common law offense is whether the modern offense
shares substantially similar elements with the common law offense,
not whether the offense in question relates in some way to another
modern offense for which a jury-eligible common law antecedent
exists. As the court of appeals noted, it had regarded reckless
driving as a jury-eligible offense because the element of reckless
disregard compares with the common law offense of operating a
vehicle in a manner that endangers individuals or property. Derendal
v. Griffith, 207 Ariz. 51, 55 ¶ 16, 83 P.3d 51, 55 (App.
2004). The statute prohibiting drag racing does not include the
element of reckless disregard, and we find no other common law
antecedent. Thus, Article 2, Section 23 does not require that
a charge of drag racing be tried to a jury.
- ¶40
We next inquire whether, under Article 2, Section 24, drag
racing qualifies as a serious offense. Because drag racing is
a class one misdemeanor punishable by no more than six months
incarceration, we presume that it is not a jury-eligible offense.
To overcome that presumption, Derendal must demonstrate additional
severe, direct, uniformly applied, statutory consequences of conviction
for the offense. At the trial court, Derendal argued that the
potential loss of his driver’s license upon conviction qualifies
as a grave consequence and shows that the legislature views drag
racing as a serious crime. We previously have rejected that argument,
holding that the potential loss of the driving privilege does
not qualify as a serious consequence necessitating a jury trial.
Benitez, 198 Ariz. at 96-97 ¶ 26, 7 P.3d at 105-06.9
We therefore hold that Derendal has failed to show severe, direct,
uniformly applied, statutory consequences and that drag racing
is not a jury-eligible offense.
9
Derendal faces the same statutory consequences as Benitez faced:
up to six months incarceration, a possible fine of $2,500, and
potential loss of his driver’s license for up to ninety
days. See Benitez, 198 Ariz. at 92 ¶ 1, 7 P.3d at
101.
V.
- ¶41
For the foregoing reasons, we vacate the decision of the court
of appeals and affirm the order of the municipal court and judgment
of the superior court denying Derendal a jury trial.
__________________________________
Ruth V. McGregor
Vice
Chief Justice
CONCURRING:
_________________________________
Charles
E. Jones, Chief Justice
_________________________________
Rebecca
White Berch, Justice
_________________________________
Michael
D. Ryan, Justice
_________________________________
Andrew
D. Hurwitz, Justice
|